Our Qualifications

James A. Spina, CFS®, is the founder and owner of Spina Financial Services, an independent, full service financial firm. Jim is a registered representative and an investment advisor representative with Osaic Wealth, Inc.

He has been registered to offer securities products and licensed to offer life insurance since 1990. Educated at the University of San Diego’s business school (1989), Jim currently holds the following licenses and designations:

Licenses and Registrations
Insurance: Life, Health and Disability

Securities: Series 7, 65, 24, 6, 63, 26

Valid in CA, AZ, CO, CT, FL, HI, ID, MN, ME, NJ, NV, NY, OK, OR, TX, VA and WA

Certified Fund Specialist (CFS®)

2008 Woodbury/DFC Representative of the Year* 
2009 Woodbury/DFC Representative of the Year* 

Past Experience
Woodbury Financial Services, Inc. - President’s Advisory Council 2008-2011

Regional Manager (Woodbury/DFC) 1993-2002

     Tacoma, WA; Woodbury, MN; Tucson, AZ; Portland, OR; Dallas, TX; Denver, CO

Branch Manager (Woodbury/DFC) 1991-2002 - Seattle, WA

Professional Affilitations & Training
Financial Services Institute (FSI)
Life Underwriting Training Council
American Management Association

As a personal financial consultant, Jim has guided hundreds of clients with financial strategies through both “bull” and “bear” markets.

Through industry involvement, as a leader, manager and trainer, he has also been able to influence financial consulting careers of fellow industry professionals.


* Based on annual production